Execution
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Execution | Structured finance instruments | 01/01/2018 | 31/12/2018 | Y |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
ING Bank N.V. | 3TK20IVIUJ8J3 | 81.23 | 68.42 | 7.69 | 87.18 | 0 |
UBS Switzerland AG | 549300WOIFUS | 6.66 | 10.53 | 0 | 16.67 | 0 |
FINANCIAL AND GENERAL LIMITED | 213800JU4R8C | 6.23 | 14.04 | 0 | 0 | 0 |
KING & SHAXSON LIMITED | 213800ARTVZ | 3.78 | 3.51 | 0 | 0 | 0 |
Peel Hunt LLP | 5493007DWN0R | 2.02 | 1.75 | 0 | 100 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Professional | Execution | Structured finance instruments | 01/01/2018 | 31/12/2018 | Y |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
Pershing Securities Limited|549300NC3GURN0AEZU06 | 75.53 | 60 | 0 | 100 | 0 |
ING Bank N.V. | 3TK20IVIUJ8 | 23.7 | 20 | 0 | 100 | 0 |
FINANCIAL AND GENERAL LIMITED | 213800JU4R8 | 0.77 | 20 | 0 | 0 | 0 |
Placement/transmission
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Placement/transmission | Structured finance instruments | 01/01/2018 | 31/12/2018 | Y |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG | 549300WOIFUS | 100 | 100 | 0 | 50 | 0 |
