Warrants and Certificate Derivatives
Execution
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Retail |
Execution |
Securitized Derivatives, Warrants and Certificate Derivatives |
01/01/2018 |
31/12/2018 |
Y |
|
Top five execution venues ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
SG OPTION EUROPE | 969500FDN8G |
96.97 |
90.91 |
15 |
80 |
0 |
|
UBS Switzerland AG | 549300WOIFUS |
3.03 |
4.55 |
0 |
0 |
0 |
|
FINANCIAL AND GENERAL LIMITED | 213800JU4R8C |
0 |
4.54 |
0 |
0 |
0 |
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Professional |
Execution |
Securitized Derivatives, Warrants and Certificate Derivatives |
01/01/2018 |
31/12/2018 |
Y |
|
Top five execution venues ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
NPLUS1 SINGER CAPITAL MARKETS LIMITED | 213800ITO7Q |
100 |
100 |
0 |
0 |
0 |
Placement/transmission
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Retail |
Placement/transmission |
Securitized Derivatives, Warrants and Certificate Derivatives |
01/01/2018 |
31/12/2018 |
Y |
|
Top five investment firms ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
UBS Switzerland AG | 549300WOIFUS |
100 |
100 |
0 |
75 |
0 |
Other Securitized Derivatives
Execution
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Retail |
Execution |
Securitized Derivatives, Other securitized derivatives |
01/01/2018 |
31/12/2018 |
Y |
|
Top five execution venues ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX3 |
39.36 |
57.76 |
0 |
29.85 |
0 |
|
Investec Bank PLC | 84S0VF8TSMH0T |
25.33 |
12.93 |
0 |
0 |
0 |
|
Peel Hunt LLP | 5493007DWN0R |
16.22 |
6.9 |
0 |
50 |
0 |
|
STIFEL NICOLAUS EUROPE LIMITED | 213800BVEFN |
9.98 |
5.17 |
0 |
66.67 |
0 |
|
NUMIS SECURITIES LIMITED | 213800P3F4RT |
3.45 |
1.73 |
0 |
50 |
0 |
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Professional |
Execution |
Securitized Derivatives, Other securitized derivatives |
01/01/2018 |
31/12/2018 |
Y |
|
Top five execution venues ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX |
46.44 |
50 |
0 |
0 |
0 |
|
STIFEL NICOLAUS EUROPE LIMITED | 213800BVEFN |
33.3 |
25 |
0 |
100 |
0 |
|
NPLUS1 SINGER CAPITAL MARKETS LIMITED | 213800ITO7Q |
20.26 |
25 |
0 |
0 |
0 |
Placement/transmission
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Retail |
Placement/transmission |
Securitized Derivatives, Other securitized derivatives |
01/01/2018 |
31/12/2018 |
Y |
|
Top five investment firms ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
UBS Switzerland AG | 549300WOIFUS |
100 |
100 |
0 |
50 |
0 |