Execution

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Execution

Securitized Derivatives, Warrants and Certificate Derivatives

01/01/2019

31/12/2019

Y

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

NPLUS1 SINGER CAPITAL MARKETS LIMITED|213800ITO7QMNQ9SFG53

68.39

50

0

0

0

MACQUARIE INC.|I7DN01ESED5B9CJOMH86

31.61

50

100

0

0

Placement/Transmission

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Placement/transmission

Securitized Derivatives, Warrants and Certificate Derivatives

01/01/2019

31/12/2019

Y

Top five investment firms ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

UBS Switzerland AG|549300WOIFUSNYH0FL22

100

100

0

0

0