Execution
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Execution | Securitized Derivatives, Warrants and Certificate Derivatives | 01/01/2019 | 31/12/2019 | Y |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
NPLUS1 SINGER CAPITAL MARKETS LIMITED|213800ITO7QMNQ9SFG53 | 68.39 | 50 | 0 | 0 | 0 |
MACQUARIE INC.|I7DN01ESED5B9CJOMH86 | 31.61 | 50 | 100 | 0 | 0 |
Placement/transmission
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Placement/transmission | Securitized Derivatives, Warrants and Certificate Derivatives | 01/01/2019 | 31/12/2019 | Y |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG|549300WOIFUSNYH0FL22 | 100 | 100 | 0 | 0 | 0 |
