Warrants and Certificate Derivatives Execution
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Execution | Securitized Derivatives, Warrants and Certificate Derivatives | 01/01/2018 | 31/12/2018 | Y |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
SG OPTION EUROPE | 969500FDN8G | 96.97 | 90.91 | 15 | 80 | 0 |
UBS Switzerland AG | 549300WOIFUS | 3.03 | 4.55 | 0 | 0 | 0 |
FINANCIAL AND GENERAL LIMITED | 213800JU4R8C | 0 | 4.54 | 0 | 0 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Professional | Execution | Securitized Derivatives, Warrants and Certificate Derivatives | 01/01/2018 | 31/12/2018 | Y |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
NPLUS1 SINGER CAPITAL MARKETS LIMITED | 213800ITO7Q | 100 | 100 | 0 | 0 | 0 |
Placement/transmission
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Placement/transmission | Securitized Derivatives, Warrants and Certificate Derivatives | 01/01/2018 | 31/12/2018 | Y |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG | 549300WOIFUS | 100 | 100 | 0 | 75 | 0 |
Other Securitized Derivatives Execution
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Execution | Securitized Derivatives, Other securitized derivatives | 01/01/2018 | 31/12/2018 | Y |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX3 | 39.36 | 57.76 | 0 | 29.85 | 0 |
Investec Bank PLC | 84S0VF8TSMH0T | 25.33 | 12.93 | 0 | 0 | 0 |
Peel Hunt LLP | 5493007DWN0R | 16.22 | 6.9 | 0 | 50 | 0 |
STIFEL NICOLAUS EUROPE LIMITED | 213800BVEFN | 9.98 | 5.17 | 0 | 66.67 | 0 |
NUMIS SECURITIES LIMITED | 213800P3F4RT | 3.45 | 1.73 | 0 | 50 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Professional | Execution | Securitized Derivatives, Other securitized derivatives | 01/01/2018 | 31/12/2018 | Y |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX | 46.44 | 50 | 0 | 0 | 0 |
STIFEL NICOLAUS EUROPE LIMITED | 213800BVEFN | 33.3 | 25 | 0 | 100 | 0 |
NPLUS1 SINGER CAPITAL MARKETS LIMITED | 213800ITO7Q | 20.26 | 25 | 0 | 0 | 0 |
Placement/transmission
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Placement/transmission | Securitized Derivatives, Other securitized derivatives | 01/01/2018 | 31/12/2018 | Y |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG | 549300WOIFUS | 100 | 100 | 0 | 50 | 0 |
