Execution
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Retail |
Execution |
Other instruments |
01/01/2017 |
31/12/2017 |
N |
|
Top five execution venues ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX 3PIG2R0745 |
23.04 |
29.1 |
0 |
0 |
0 |
|
NCL Investments Limited | D2F0VEF263 OY4T3YK397 |
16.74 |
0.16 |
0 |
0 |
0 |
|
GUY BUTLER LIMITED | 213800AG2H 8MB5FGJ538 |
10.96 |
0.08 |
0 |
0 |
0 |
|
CANACCORD GENUITY LIMITED | ZBU7VFV5N IMN4ILRFC23 |
9.4 |
12.08 |
0 |
0 |
0 |
|
CENKOS SECURITIES PLC | 213800ALVR C52VN3I821 |
7.7 |
10.03 |
0 |
0 |
0 |
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Professional |
Execution |
Other instruments |
01/01/2017 |
31/12/2017 |
Y |
|
Top five execution venues ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
GUY BUTLER LIMITED | 213800AG2H 8MB5FGJ538 |
89.17 |
2 |
0 |
0 |
0 |
|
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX 3PIG2R0745 |
2.87 |
22 |
0 |
0 |
0 |
|
CANACCORD GENUITY LIMITED | ZBU7VFV5NI MN4ILRFC23 |
1.22 |
8 |
0 |
0 |
0 |
|
Jefferies International Limited | S5THZMDUJC TQZBTRVI98 |
1.21 |
12 |
0 |
0 |
0 |
|
Cantor Fitzgerald Europe | 549300KM6V UHPKQLQX53 |
1.02 |
8 |
0 |
0 |
0 |
Placement/transmission
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Retail |
Placement/transmission |
Other instruments |
01/01/2017 |
31/12/2017 |
Y |
|
Top five investment firms ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
UBS Switzerland AG | 549300WOIF USNYH0FL22 |
100 |
100 |
0 |
0 |
0 |
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Professional |
Placement/transmission |
Other instruments |
01/01/2017 |
31/12/2017 |
Y |
|
Top five investment firms ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
UBS Switzerland AG | 549300WOIF USNYH0FL22 |
100 |
100 |
0 |
0 |
0 |