Execution

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Execution

Other instruments

01/01/2019

31/12/2019

N

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

bridport & cie sa|213800VGFKO4K5IJUI20

47.77

0.81

0

0

0

CITIGROUP GLOBAL MARKETS CANADA HOLDING COMPANY|549300JXG50WK1FS4473

41.29

0.41

0

0

0

JARVIS INVESTMENT MANAGEMENT LIMITED|213800HBDYZM8J5CHJ19

2.99

2.83

0

0

0

ING Bank N.V.|3TK20IVIUJ8J3ZU0QE75

1.40

20.24

2

6

0

PEEL HUNT LLP|5493007DWN0R4YBM4C84

1.10

11.34

7.14

28.57

0

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Professional

Execution

Other instruments

01/01/2019

31/12/2019

Y

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

bridport & cie sa|213800VGFKO4K5IJUI20

89.16

5.27

0

0

0

ING Bank N.V.|3TK20IVIUJ8J3ZU0QE75

6.70

21.05

0

25

0

WALKER CRIPS INVESTMENT MANAGEMENT LIMITED|213800DAFKGCXA75BD06

0.99

5.26

0

0

0

GUY BUTLER LIMITED|213800AG2H8MB5FGJ538

0.87

10.53

0

0

0

CANACCORD GENUITY LIMITED|ZBU7VFV5NIMN4ILRFC23

0.46

5.26

0

0

0

Placement/transmission

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Placement/transmission

Other instruments

01/01/2019

31/12/2019

Y

Top five investment firms ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

UBS Switzerland AG | 549300WOIF USNYH0FL22

100

100

7.14

42.86

0

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Professional

Placement/transmission

Other instruments

01/01/2019

31/12/2019

Y

Top five investment firms ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

UBS Switzerland AG | 549300WOIF USNYH0FL22

100

100

0

0

0