Execution

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Execution

Other instruments

01/01/2017

31/12/2017

N

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX 3PIG2R0745

23.04

29.1

0

0

0

NCL Investments Limited | D2F0VEF263 OY4T3YK397

16.74

0.16

0

0

0

GUY BUTLER LIMITED | 213800AG2H 8MB5FGJ538

10.96

0.08

0

0

0

CANACCORD GENUITY LIMITED | ZBU7VFV5N IMN4ILRFC23

9.4

12.08

0

0

0

CENKOS SECURITIES PLC | 213800ALVR C52VN3I821

7.7

10.03

0

0

0

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Professional

Execution

Other instruments

01/01/2017

31/12/2017

Y

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

GUY BUTLER LIMITED | 213800AG2H 8MB5FGJ538

89.17

2

0

0

0

WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX 3PIG2R0745

2.87

22

0

0

0

CANACCORD GENUITY LIMITED | ZBU7VFV5NI MN4ILRFC23

1.22

8

0

0

0

Jefferies International Limited | S5THZMDUJC TQZBTRVI98

1.21

12

0

0

0

Cantor Fitzgerald Europe | 549300KM6V UHPKQLQX53

1.02

8

0

0

0

Placement/transmission

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Placement/transmission

Other instruments

01/01/2017

31/12/2017

Y

Top five investment firms ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

UBS Switzerland AG | 549300WOIF USNYH0FL22

100

100

0

0

0

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Professional

Placement/transmission

Other instruments

01/01/2017

31/12/2017

Y

Top five investment firms ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

UBS Switzerland AG | 549300WOIF USNYH0FL22

100

100

0

0

0