Execution

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Execution

Other instruments

01/01/2018

31/12/2018

N

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX3
PIG2R0745

20.47

23.7

4.17

56.77

0

ING Bank N.V. | 3TK20IVIUJ8J3
ZU0QE75

16.63

11.85

2.08

9.38

0

Peel Hunt LLP | 5493007DWN0R
4YBM4C84

11.18

14.57

2.54

45.76

0

Pershing Securities Limited | 549300NC3GU
RN0AEZU06

8.92

2.59

38.1

4.76

0

JARVIS INVESTMENT MANAGEMENT LIMITED | 213800HBDYZ
M8J5CHJ19

3.79

0.62

0

0

0

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Professional

Execution

Other instruments

01/01/2018

31/12/2018

Y

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

GUY BUTLER LIMITED | 213800AG2H8
MB5FGJ538

77.52

19.51

0

0

0

FINANCIAL AND GENERAL LIMITED | 213800JU4R8
CIUQVUH22

5.99

14.63

0

0

0

Peel Hunt LLP | 5493007DWN0R4
YBM4C84

4.19

7.32

0

66.67

0

ING Bank N.V. | 3TK20IVIUJ8J3Z
U0QE75

3.8

17.07

0

0

0

WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX3
PIG2R0745

2.91

17.07

0

42.86

0

Placement/transmission

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Placement/transmission

Other instruments

01/01/2018

31/12/2018

Y

Top five investment firms ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

UBS Switzerland AG | 549300WOIFUS
NYH0FL22

100

100

0

0

0

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Professional

Placement/transmission

Other instruments

01/01/2018

31/12/2018

Y

Top five investment firms ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

UBS Switzerland AG | 549300WOIFUS
NYH0FL22

100

100

0

0

0