Execution
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Retail |
Execution |
Other instruments |
01/01/2018 |
31/12/2018 |
N |
|
Top five execution venues ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX3 |
20.47 |
23.7 |
4.17 |
56.77 |
0 |
|
ING Bank N.V. | 3TK20IVIUJ8J3 |
16.63 |
11.85 |
2.08 |
9.38 |
0 |
|
Peel Hunt LLP | 5493007DWN0R |
11.18 |
14.57 |
2.54 |
45.76 |
0 |
|
Pershing Securities Limited | 549300NC3GU |
8.92 |
2.59 |
38.1 |
4.76 |
0 |
|
JARVIS INVESTMENT MANAGEMENT LIMITED | 213800HBDYZ |
3.79 |
0.62 |
0 |
0 |
0 |
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Professional |
Execution |
Other instruments |
01/01/2018 |
31/12/2018 |
Y |
|
Top five execution venues ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
GUY BUTLER LIMITED | 213800AG2H8 |
77.52 |
19.51 |
0 |
0 |
0 |
|
FINANCIAL AND GENERAL LIMITED | 213800JU4R8 |
5.99 |
14.63 |
0 |
0 |
0 |
|
Peel Hunt LLP | 5493007DWN0R4 |
4.19 |
7.32 |
0 |
66.67 |
0 |
|
ING Bank N.V. | 3TK20IVIUJ8J3Z |
3.8 |
17.07 |
0 |
0 |
0 |
|
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX3 |
2.91 |
17.07 |
0 |
42.86 |
0 |
Placement/transmission
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Retail |
Placement/transmission |
Other instruments |
01/01/2018 |
31/12/2018 |
Y |
|
Top five investment firms ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
UBS Switzerland AG | 549300WOIFUS |
100 |
100 |
0 |
0 |
0 |
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Professional |
Placement/transmission |
Other instruments |
01/01/2018 |
31/12/2018 |
Y |
|
Top five investment firms ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
UBS Switzerland AG | 549300WOIFUS |
100 |
100 |
0 |
0 |
0 |