Legal and Regulatory
At Killik & Co and Killik Offshore we go out of our way to make sure you are informed about the legal and regulatory issues surrounding all your business with us. We are committed to keeping this detail as simple to understand as possible while at the same time making sure it is comprehensive in its coverage.
Listed below you will find a number of links to the detailed documents outlining legal and regulatory information on everything from risks to conflicts. If you require clarification on any aspect please don’t hesitate to ask.
- Conflict of Interest Policy
- Delivering “Best Execution” for our Clients
- Killik & Co – Top 5 Venue Reports 2019
- Killik & Co – Top 5 Venue Reports 2018
- Terms and Conditions effective from February 15th 2021
- Offshore Terms and Conditions effective from August 1st 2019
- Pillar 3 Disclosure
- Pillar 3 Disclosures for Killik Intelligent Savings
- Shareholder Engagement Policy
- Modern Slavery Statement
Important Information for Email Communications
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Killik & Co may monitor email traffic data and also the content of email for the purposes of security and staff training.
Important Information for Daily Note Email Communications
This document has been issued by Killik & Co on the basis of publicly available information, internally developed data and other sources believed to be reliable, but we have not independently verified such information and we do not give any warranty as to its accuracy. This document does not purport to be a complete description of the securities, markets or developments referred to in the material.
All expressions of opinion are subject to change without notice.
Killik & Co does not undertake to keep the subject of all of its recommendations under review, therefore any recommendations in this publication are given at this point in time and will not necessarily be updated in future. Clients should seek advice from their Broker on the suitability for their personal circumstances of any investments covered by this publication prior to acting on its contents. The past performance of an investment is not a reliable guide to its future performance and the value of an investment may fall as well as rise. Higher volatility investments may be subject to sudden and large falls in value and you may realise a large loss equal to the amount invested. Some investments are not readily realisable and investors may have difficulty in selling or realising the investment or obtaining reliable information on the value or risks associated with the investment. Where a security is denominated in a currency other than sterling, changes in exchange rates may have an adverse effect on the value of the security and the income thereon. In addition, if the security is listed outside the United Kingdom (UK), the listing regime and local regulation may differ from that which pertains in the UK. This may affect the degree of protection that consumers receive. Prior to publication, this document may have been disclosed to the company that is the subject of the research and factual amendments may have been made at their request prior to publication.