Exchange Traded Products

Exchange traded funds, exchange traded notes and exchange traded commodities

Execution

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Execution

Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

01/01/2017

31/12/2017

N

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX 3PIG2R0745

42.15

47.11

0

0

0

Peel Hunt LLP | 5493007DWN 0R4YBM4C84

23.02

16.35

0

0

0

Susquehanna International Securities Limited | 635400IAV2 2ZOU1NFS89

22.12

22.76

0

0

0

ING Bank N.V. | 3TK20IVIUJ 8J3ZU0QE75

5.1

2.92

0

0

0

KCG EUROPE LIMITED | 549300346E FUPFCXJT79

3.69

4.64

0

0

0

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Professional

Execution

Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

01/01/2017

31/12/2017

Y

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX 3PIG2R0745

34.82

48.89

0

0

0

ING Bank N.V. | 3TK20IVIUJ 8J3ZU0QE75

31.32

13.33

0

0

0

Peel Hunt LLP | 5493007DWN 0R4YBM4C84

22.65

13.33

0

0

0

Susquehanna International Securities Limited | 635400IAV2 2ZOU1NFS89

9.19

20

0

0

0

Flow Traders B.V. | 549300CLJI 9XDH12XV51

1.87

2.22

0

0

0

Placement/transmission

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Placement/transmission

Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

01/01/2017

31/12/2017

Y

Top five investment firms ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

UBS Switzerland AG | 549300WOIF USNYH0FL22

100

100

0

0

0

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Professional

Placement/transmission

Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

01/01/2017

31/12/2017

Y

Top five investment firms ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

UBS Switzerland AG | 549300WOIF USNYH0FL22

100

100

0

0

0