Execution
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Retail |
Execution |
Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
01/01/2017 |
31/12/2017 |
N |
|
Top five execution venues ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX 3PIG2R0745 |
42.15 |
47.11 |
0 |
0 |
0 |
|
Peel Hunt LLP | 5493007DWN 0R4YBM4C84 |
23.02 |
16.35 |
0 |
0 |
0 |
|
Susquehanna International Securities Limited | 635400IAV2 2ZOU1NFS89 |
22.12 |
22.76 |
0 |
0 |
0 |
|
ING Bank N.V. | 3TK20IVIUJ 8J3ZU0QE75 |
5.1 |
2.92 |
0 |
0 |
0 |
|
KCG EUROPE LIMITED | 549300346E FUPFCXJT79 |
3.69 |
4.64 |
0 |
0 |
0 |
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Professional |
Execution |
Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
01/01/2017 |
31/12/2017 |
Y |
|
Top five execution venues ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX 3PIG2R0745 |
34.82 |
48.89 |
0 |
0 |
0 |
|
ING Bank N.V. | 3TK20IVIUJ 8J3ZU0QE75 |
31.32 |
13.33 |
0 |
0 |
0 |
|
Peel Hunt LLP | 5493007DWN 0R4YBM4C84 |
22.65 |
13.33 |
0 |
0 |
0 |
|
Susquehanna International Securities Limited | 635400IAV2 2ZOU1NFS89 |
9.19 |
20 |
0 |
0 |
0 |
|
Flow Traders B.V. | 549300CLJI 9XDH12XV51 |
1.87 |
2.22 |
0 |
0 |
0 |
Placement/transmission
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Retail |
Placement/transmission |
Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
01/01/2017 |
31/12/2017 |
Y |
|
Top five investment firms ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
UBS Switzerland AG | 549300WOIF USNYH0FL22 |
100 |
100 |
0 |
0 |
0 |
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Professional |
Placement/transmission |
Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
01/01/2017 |
31/12/2017 |
Y |
|
Top five investment firms ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
UBS Switzerland AG | 549300WOIF USNYH0FL22 |
100 |
100 |
0 |
0 |
0 |