Execution
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Retail |
Execution |
Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
01/01/2019 |
31/12/2019 |
N |
|
Top five execution venues ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX 3PIG2R0745 |
30.06 |
38.24 |
1.42 |
64.89 |
0 |
|
Peel Hunt LLP | 5493007DWN 0R4YBM4C84 |
28.9 |
20.35 |
1.43 |
67.83 |
0 |
|
STIFEL NICOLAUS EUROPE LIMITED|213800BVEFNZ8UYPKL03 |
21.95 |
18.93 |
1.54 |
67.62 |
0 |
|
INVESTEC BANK PLC|84S0VF8TSMH0T6D4K848 |
8.25 |
8.30 |
0 |
94.47 |
0 |
|
RIA CAPITAL MARKETS LIMITED|213800OZO2PQP43WCZ92 |
7.55 |
11.63 |
79.57 |
6.45 |
0 |
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Professional |
Execution |
Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
01/01/2019 |
31/12/2019 |
Y |
|
Top five execution venues ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
PEEL HUNT LLP|5493007DWN0R4YBM4C84 |
57.37 |
32.20 |
0 |
52.63 |
0 |
|
STIFEL NICOLAUS EUROPE LIMITED|213800BVEFNZ8UYPKL03 |
16.07 |
11.86 |
0 |
71.43 |
0 |
|
WINTERFLOOD SECURITIES LIMITED|8BRUP6V1DX3PIG2R0745 |
12.77 |
38.98 |
0 |
73.91 |
0 |
|
ING Bank N.V.|3TK20IVIUJ8J3ZU0QE75 |
5.35 |
5.08 |
0 |
33.33 |
0 |
|
INVESTEC BANK PLC|84S0VF8TSMH0T6D4K848 |
4 |
5.08 |
0 |
100 |
0 |
Placement/transmission
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Retail |
Placement/transmission |
Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
01/01/2019 |
31/12/2019 |
Y |
|
Top five investment firms ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
UBS Switzerland AG|549300WOIFUSNYH0FL22 |
100 |
100 |
0 |
43.15 |
0 |
|
Client type |
Interaction |
Class of Instrument |
Period start |
Period end |
Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
|
Professional |
Placement/transmission |
Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
01/01/2019 |
31/12/2017 |
Y |
|
Top five investment firms ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
|
UBS Switzerland AG|549300WOIFUSNYH0FL22 |
100 |
100 |
0.78 |
16.08 |
0 |