Execution
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Execution | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) | 01/01/2019 | 31/12/2019 | N |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX 3PIG2R0745 | 30.06 | 38.24 | 1.42 | 64.89 | 0 |
Peel Hunt LLP | 5493007DWN 0R4YBM4C84 | 28.9 | 20.35 | 1.43 | 67.83 | 0 |
STIFEL NICOLAUS EUROPE LIMITED|213800BVEFNZ8UYPKL03 | 21.95 | 18.93 | 1.54 | 67.62 | 0 |
INVESTEC BANK PLC|84S0VF8TSMH0T6D4K848 | 8.25 | 8.30 | 0 | 94.47 | 0 |
RIA CAPITAL MARKETS LIMITED|213800OZO2PQP43WCZ92 | 7.55 | 11.63 | 79.57 | 6.45 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Professional | Execution | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) | 01/01/2019 | 31/12/2019 | Y |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
PEEL HUNT LLP|5493007DWN0R4YBM4C84 | 57.37 | 32.20 | 0 | 52.63 | 0 |
STIFEL NICOLAUS EUROPE LIMITED|213800BVEFNZ8UYPKL03 | 16.07 | 11.86 | 0 | 71.43 | 0 |
WINTERFLOOD SECURITIES LIMITED|8BRUP6V1DX3PIG2R0745 | 12.77 | 38.98 | 0 | 73.91 | 0 |
ING Bank N.V.|3TK20IVIUJ8J3ZU0QE75 | 5.35 | 5.08 | 0 | 33.33 | 0 |
INVESTEC BANK PLC|84S0VF8TSMH0T6D4K848 | 4 | 5.08 | 0 | 100 | 0 |
Placement/transmission
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Placement/transmission | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) | 01/01/2019 | 31/12/2019 | Y |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG|549300WOIFUSNYH0FL22 | 100 | 100 | 0 | 43.15 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Professional | Placement/transmission | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) | 01/01/2019 | 31/12/2017 | Y |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG|549300WOIFUSNYH0FL22 | 100 | 100 | 0.78 | 16.08 | 0 |
