Exchange traded products

Exchange traded funds, exchange traded notes and exchange traded commodities

Execution

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Execution

Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

01/01/2018

31/12/2018

N

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX
3PIG2R0745

29.97

44.61

0.61

70.06

0

Peel Hunt LLP | 5493007DWN0R
4YBM4C84

28.77

20.8

0.53

74.74

0

STIFEL NICOLAUS EUROPE LIMITED | 213800BVEFN
Z8UYPKL03

13.28

10.4

1.05

78.95

0

Susquehanna International Securities Limited | 635400IAV22
ZOU1NFS89

11.8

11.44

1.91

51.2

0

Pershing Securities Limited | 549300NC3GUR
N0AEZU06

7.2

7.12

92.31

3.08

0

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Professional

Execution

Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

01/01/2018

31/12/2018

Y

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

ING Bank N.V. | 3TK20IVIUJ8J3
ZU0QE75

47.58

33.96

0

5.56

0

Peel Hunt LLP | 5493007DWN0R
4YBM4C84

30.61

18.87

0

30

0

WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX
3PIG2R0745

11.78

32.07

0

52.94

0

Susquehanna International Securities Limited | 635400IAV22Z
OU1NFS89

5.45

7.55

0

75

0

STIFEL NICOLAUS EUROPE LIMITED | 213800BVEFN
Z8UYPKL03

2.48

3.77

0

50

0

Placement/transmission

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Placement/transmission

Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

01/01/2018

31/12/2018

Y

Top five investment firms ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

UBS Switzerland AG | 549300WOIFUS
NYH0FL22

100

100

2.26

68.42

0

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Professional

Placement/transmission

Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

01/01/2018

31/12/2018

Y

Top five investment firms ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

UBS Switzerland AG | 549300WOIFUS
NYH0FL22

100

100

0

35.29

0