Equity Derivatives

Options and Futures admitted to trading on a trading venue

Execution

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Execution

Equity Derivatives, Options and Futures admitted to trading on a trading venue

01/01/2019

31/12/2019

Y

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

MONUMENT SECURITIES LIMITED|213800BG5GTWLOBIQ432

90.65

79.03

0

0

ING Bank N.V.|3TK20IVIUJ8J3ZU0QE75

4.59

6.45

25

25

0

PEEL HUNT LLP|5493007DWN0R4YBM4C84

3.91

8.07

0

100

0

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Professional

Execution

Equity Derivatives, Options and Futures admitted to trading on a trading venue

01/01/2019

31/12/2019

Y

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

MONUMENT SECURITIES LIMITED|213800BG5GTWLOBIQ432

100

100

0

0

0

Placement/Transmission

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Placement/transmission

Equity Derivatives, Options and Futures admitted to trading on a trading venue

01/01/2019

31/12/2019

Y

Top five investment firms ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

UBS Switzerland AG|549300WOIFUSNYH0FL22

100

100

66.67

33.33

0