Execution
Tick size liquidity band 1 and 2 (from 0 to 79 trades per day)
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Execution | Equities – Shares & Depositary Receipts (T12) | 01/01/2019 | 31/12/2019 | N |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
PEEL HUNT LLP|5493007DWN0R4YBM4C84 | 23.17 | 17.14 | 2.98 | 51.66 | 0 |
WINTERFLOOD SECURITIES LIMITED|8BRUP6V1DX3PIG2R0745 | 16.05 | 22.09 | 3.88 | 55.97 | 0 |
CANTOR FITZGERALD EUROPE|549300KM6VUHPKQLQX53 | 6.75 | 8.10 | 5.37 | 55.21 | 0 |
NUMIS SECURITIES LIMITED|213800P3F4RT97WDSX47 | 6.50 | 6.10 | 9.09 | 41.63 | 0 |
CANACCORD GENUITY LIMITED|ZBU7VFV5NIMN4ILRFC23 | 6.35 | 2.29 | 5.22 | 50.55 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Professional | Execution | Equities – Shares & Depositary Receipts | 01/01/2019 | 31/12/2019 | N |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
NPLUS1 SINGER CAPITAL MARKETS LIMITED|213800ITO7QMNQ9SFG53 | 12.41 | 11.36 | 9.80 | 43.14 | 0 |
INVESTEC BANK PLC|84S0VF8TSMH0T6D4K848 | 9.83 | 1.26 | 17.65 | 52.94 | 0 |
PEEL HUNT LLP|5493007DWN0R4YBM4C84 | 8.51 | 13.59 | 4.92 | 59.56 | 0 |
RIA CAPITAL MARKETS LIMITED|213800OZO2PQP43WCZ92 | 8.26 | 5.05 | 60.29 | 25 | 0 |
WINTERFLOOD SECURITIES LIMITED|8BRUP6V1DX3PIG2R0745 | 7.64 | 16.48 | 4.95 | 53.15 | 0 |
Placement/transmission
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Placement/transmission | Equities – Shares & Depositary Receipts | 01/01/2019 | 31/12/2019 | N |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG|549300WOIFUSNYH0FL22 | 100 | 100 | 4.4 | 76.14 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Professional | Placement/transmission | Equities – Shares & Depositary Receipts | 01/01/2019 | 31/12/2019 | N |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
SOCIETE GENERALE INTERNATIONAL LIMITED|0IKLU6X1B10WK7X42C15 | 56.57 | 4.32 | 0 | 0 | 0 |
Nomura International PLC|DGQCSV2PHVF7I2743539 | 34.2 | 1.44 | 0 | 50 | 0 |
UBS Switzerland AG|549300WOIFUSNYH0FL22 | 9.23 | 94.24 | 9.16 | 80.15 | 0 |
Execution
Tick size liquidity band 3 and 4 (from 80 to 1999 trades per day)
Client Type | Interaction | Class of Instrument | Period Start | Period End | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Execution | Equities – Shares & Depositary Receipts (T34) | 01/01/2019 | 31/12/2019 | N |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
PEEL HUNT LLP|5493007DWN0R4YBM4C84 | 26.27 | 31.24 | 2.35 | 44.54 | 0 |
STIFEL NICOLAUS EUROPE LIMITED|213800BVEFNZ8UYPKL03 | 12.19 | 7.06 | 4.24 | 68.28 | 0 |
WINTERFLOOD SECURITIES LIMITED|8BRUP6V1DX3PIG2R0745 | 11.24 | 20.73 | 2.58 | 52.41 | 0 |
NUMIS SECURITIES LIMITED|213800P3F4RT97WDSX47 | 10.29 | 8.16 | 6.72 | 39.56 | 0 |
INVESTEC BANK PLC|84S0VF8TSMH0T6D4K848 | 6.11 | 5.03 | 3.12 | 46.24 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Professional | Execution | Equities – Shares & Depositary Receipts (T34) | 01/01/2019 | 31/12/2019 | N |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
STIFEL NICOLAUS EUROPE LIMITED|213800BVEFNZ8UYPKL03 | 24.88 | 14.29 | 10 | 70 | 0 |
RIA CAPITAL MARKETS LIMITED|213800OZO2PQP43WCZ92 | 14.21 | 6.19 | 57.69 | 11.54 | 0 |
NUMIS SECURITIES LIMITED|213800P3F4RT97WDSX47 | 11.41 | 8.09 | 8.82 | 32.35 | 0 |
PEEL HUNT LLP|5493007DWN0R4YBM4C84 | 11.14 | 24.05 | 0.99 | 53.47 | 0 |
WINTERFLOOD SECURITIES LIMITED|8BRUP6V1DX3PIG2R0745 | 8.56 | 14.05 | 1.69 | 54.24 | 0 |
Placement/transmission
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Placement/transmission | Equities – Shares & Depositary Receipts (T34) | 01/01/2019 | 31/12/2019 | N |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG|549300WOIFUSNYH0FL22 | 98.93 | 99.80 | 1.59 | 91.84 | 0 |
All Options International B.V.|724500J8YXYEHP7PEQ12 | 1.07 | 0.20 | 0 | 0 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Professional | Placement/transmission | Equities – Shares & Depositary Receipts (T34) | 01/01/2019 | 31/12/2019 | Y |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG|549300WOIFUSNYH0FL22 | 100 | 100 | 3.16 | 88.93 | 0 |
Execution
Tick size liquidity band 5 and 6 (from 2000 trades per day)
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Execution | Equities – Shares & Depositary Receipts (T56) | 01/01/2019 | 31/12/2019 | N |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
STIFEL NICOLAUS EUROPE LIMITED|213800BVEFNZ8UYPKL03 | 34.09 | 11.64 | 14.61 | 66.31 | 0 |
PEEL HUNT LLP|5493007DWN0R4YBM4C84 | 23.97 | 28.17 | 5.58 | 47.88 | 0 |
WINTERFLOOD SECURITIES LIMITED|8BRUP6V1DX3PIG2R0745 | 15.34 | 38.72 | 5.43 | 35.26 | 0 |
ING Bank N.V.|3TK20IVIUJ8J3ZU0QE75 | 6.29 | 2.81 | 5.38 | 79.28 | 0 |
JEFFERIES INTERNATIONAL LIMITED|S5THZMDUJCTQZBTRVI98 | 6.25 | 3.54 | 5.38 | 66.3 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Professional | Execution | Equities – Shares & Depositary Receipts (T56) | 01/01/2019 | 31/12/2019 | N |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
STIFEL NICOLAUS EUROPE LIMITED|213800BVEFNZ8UYPKL03 | 33.18 | 22.35 | 13.16 | 76.32 | 0 |
JEFFERIES INTERNATIONAL LIMITED|S5THZMDUJCTQZBTRVI98 | 21.38 | 7.06 | 0 | 91.67 | 0 |
PEEL HUNT LLP|5493007DWN0R4YBM4C84 | 13.36 | 27.35 | 6.45 | 50.54 | 0 |
RIA CAPITAL MARKETS LIMITED|213800OZO2PQP43WCZ92 | 10.20 | 4.12 | 71.43 | 14.29 | 0 |
ING Bank N.V.|3TK20IVIUJ8J3ZU0QE75 | 8.83 | 8.24 | 10.71 | 85.71 | 0 |
Placement/transmission
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Placement/transmission | Equities – Shares & Depositary Receipts (T56) | 01/01/2019 | 31/12/2019 | N |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG|549300WOIFUSNYH0FL22 | 100 | 100 | 2.94 | 85.33 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Professional | Placement/transmission | Equities – Shares & Depositary Receipts (T56) | 01/01/2019 | 31/12/2019 | N |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG|549300WOIFUSNYH0FL22 | 100 | 100 | 4.35 | 86 | 0 |
