home Equities – Shares & Depositary Receipts 2018
Execution
Tick size liquidity band 1 and 2 (from 0 to 79 trades per day)
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
---|---|---|---|---|---|
Retail | Execution | Equities – Shares & Depositary Receipts (T12) | 01/01/2018 | 31/12/2018 | N |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
Peel Hunt LLP | 5493007DWN0R 4YBM4C84 | 15.25 | 14.69 | 3.77 | 55.02 | 0 |
CANACCORD GENUITY LIMITED | ZBU7VFV5NIMN 4ILRFC23 | 14.23 | 5.44 | 6.87 | 46.13 | 0 |
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX 3PIG2R0745 | 13.74 | 22.55 | 3.61 | 54.44 | 0 |
CANTOR FITZGERALD EUROPE | 549300KM 6VUHPKQLQX53 | 8.17 | 11.18 | 5.91 | 53.73 | 0 |
FINANCIAL AND GENERAL LIMITED | 213800JU4R 8CIUQVUH22 | 7.47 | 0.06 | 22.22 | 33.33 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
---|---|---|---|---|---|
Professional | Execution | Equities – Shares & Depositary Receipts (T12) | 01/01/2018 | 31/12/2018 | N |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
CANACCORD GENUITY LIMITED | ZBU7VFV | 18.98 | 2.27 | 5.56 | 61.11 | 0 |
FINANCIAL AND GENERAL LIMITED | 213800JU4R | 18.74 | 0.38 | 0 | 33.33 | 0 |
Peel Hunt LLP | 5493007DWN0R | 10.47 | 14.29 | 8.85 | 48.67 | 0 |
ING Bank N.V. | 3TK20IVIUJ8J | 8.09 | 8.09 | 3.12 | 10.94 | 0 |
STOCKDALE SECURITIES LIMITED | 213800BK5V | 6.5 | 1.77 | 14.29 | 50 | 0 |
Placement/transmission
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
---|---|---|---|---|---|
Retail | Placement/transmission | Equities – Shares & Depositary Receipts (T12) | 01/01/2018 | 31/12/2018 | Y |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG | 549300WOIFUS | 100 | 100 | 6.93 | 49.5 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
---|---|---|---|---|---|
Professional | Placement/transmission | Equities – Shares & Depositary Receipts (T12) | 01/01/2018 | 31/12/2018 | Y |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG | 549300WOIFUS | 100 | 100 | 0 | 60 | 0 |
Tick size liquidity band 3 and 4 (from 80 to 1999 trades per day)
Execution
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
---|---|---|---|---|---|
Retail | Execution | Equities – Shares & Depositary Receipts (T34) | 01/01/2018 | 31/12/2018 | N |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
Peel Hunt LLP | 5493007DWN0R | 21.43 | 24.07 | 2.09 | 51.45 | 0 |
NUMIS SECURITIES LIMITED | 213800P3F4RT9 | 13.35 | 11.19 | 7.47 | 43.06 | 0 |
ING Bank N.V. | 3TK20IVIUJ8J | 12.22 | 6.83 | 20.39 | 65.4 | 0 |
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX | 10.84 | 19.87 | 1.79 | 63.64 | 0 |
CANACCORD GENUITY LIMITED | ZBU7VFV5NIMN | 7.66 | 6.6 | 6.28 | 40.25 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
---|---|---|---|---|---|
Professional | Execution | Equities – Shares & Depositary Receipts (T34) | 01/01/2018 | 31/12/2018 | N |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
ING Bank N.V. | 3TK20IVIUJ8J | 21.73 | 8.56 | 16.13 | 61.29 | 0 |
Pershing Securities Limited | 549300NC3GU | 14.39 | 5.52 | 80 | 0 | 0 |
Peel Hunt LLP | 5493007DWN0 | 12.64 | 23.76 | 4.65 | 53.49 | 0 |
NUMIS SECURITIES LIMITED | 213800P3F4R | 10.54 | 11.33 | 4.88 | 48.78 | 0 |
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX3 | 6.81 | 11.88 | 0 | 65.12 | 0 |
Placement/transmission
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
---|---|---|---|---|---|
Retail | Placement/transmission | Equities – Shares & Depositary Receipts (T34) | 01/01/2018 | 31/12/2018 | N |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG | 549300WOIFU | 100 | 100 | 2.36 | 84.4 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
---|---|---|---|---|---|
Professional | Placement/transmission | Equities – Shares & Depositary Receipts (T34) | 01/01/2018 | 31/12/2018 | Y |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG | 549300WOIFUSN | 100 | 100 | 0 | 86.96 | 0 |
Tick size liquidity band 3 and 4 (from 2000 trades per day)
Execution
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
---|---|---|---|---|---|
Retail | Execution | Equities – Shares & Depositary Receipts (T56) | 01/01/2018 | 31/12/2018 | N |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
Peel Hunt LLP | 5493007DWN0R | 31.62 | 28.35 | 5.52 | 46.14 | 0 |
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX3P | 12.95 | 36.71 | 3.34 | 61.58 | 0 |
ING Bank N.V. | 3TK20IVIUJ8J3Z | 10.85 | 6.07 | 6.4 | 73.1 | 0 |
STIFEL NICOLAUS EUROPE LIMITED | 213800BVEFN | 8.06 | 3.89 | 10.62 | 54.61 | 0 |
INSTINET EUROPE LIMITED | 213800MXAK | 6.4 | 0.06 | 0 | 0 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
---|---|---|---|---|---|
Professional | Execution | Equities – Shares & Depositary Receipts (T56) | 01/01/2018 | 31/12/2018 | N |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
Peel Hunt LLP | 5493007DWN0R | 34.97 | 29.2 | 7.5 | 54.17 | 0 |
STIFEL NICOLAUS EUROPE LIMITED | 213800BVEFNZ | 22.6 | 6.57 | 22.22 | 66.67 | 0 |
ING Bank N.V. | 3TK20IVIUJ8J3Z | 12.95 | 11.19 | 6.52 | 56.52 | 0 |
MACQUARIE CAPITAL (EUROPE) LIMITED | 549300GX4FPM | 6.45 | 3.89 | 18.75 | 62.5 | 0 |
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX3PI | 4.35 | 19.47 | 2.5 | 68.75 | 0 |
Placement/transmission
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
---|---|---|---|---|---|
Retail | Placement/transmission | Equities – Shares & Depositary Receipts (T56) | 01/01/2018 | 31/12/2018 | N |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG | 549300WOIFUS | 100 | 100 | 4.82 | 78.31 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
---|---|---|---|---|---|
Professional | Placement/transmission | Equities – Shares & Depositary Receipts (T56) | 01/01/2018 | 31/12/2018 | N |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG | 549300WOIFUSN | 100 | 100 | 4.36 | 78.19 | 0 |