Debt instruments, Bonds

 

Execution

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Execution

Debt instruments, Bonds

01/01/2017

31/12/2017

N

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX 3PIG2R0745

35.01

44.86

0

0

0

Peel Hunt LLP | 5493007DWN 0R4YBM4C84

25.77

33.05

0

0

0

NCL Investments Limited | D2F0VEF263 OY4T3YK397

14.95

7.05

0

0

0

Cantor Fitzgerald Europe | 549300KM6V UHPKQLQX53

10.81

2.76

0

0

0

CANACCORD GENUITY LIMITED | ZBU7VFV5NI MN4ILRFC23

7.45

9.44

0

0

0

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Professional

Execution

Debt instruments, Bonds

01/01/2017

31/12/2017

Y

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

NCL Investments Limited | D2F0VEF263 OY4T3YK397

21.96

14.63

0

0

0

GUY BUTLER LIMITED | 213800AG2H 8MB5FGJ538

20.72

15.45

0

0

0

Peel Hunt LLP | 5493007DWN 0R4YBM4C84

17.51

26.83

0

0

0

WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX 3PIG2R0745

15.25

18.7

0

0

0

FINANCE AND GENERAL INVESTMENTS LIMITED | 2138006Y87 KIEIXQIC35

8.91

4.88

0

0

0

Placement/transmission

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Placement/transmission

Debt instruments, Bonds

01/01/2017

31/12/2017

Y

Top five investment firms ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

UBS Switzerland AG | 549300WOIF USNYH0FL22

100

100

0

0

0

Debt instruments, Money markets instruments

 

Execution

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Execution

Proportion of orders executed as percentage of total in that class

01/01/2017

31/12/2017

Y

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

Peel Hunt LLP | 5493007DWN 0R4YBM4C84

36.14

45.3

0

0

0

NCL Investments Limited | D2F0VEF263 OY4T3YK397

33.75

4.97

0

0

WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX 3PIG2R0745

15.55

29.83

0

0

0

CANACCORD GENUITY LIMITED | ZBU7VFV5NI MN4ILRFC23

12.09

18.79

0

0

0

Investec Bank PLC | 84S0VF8TSM H0T6D4K848

2.47

1.11

0

0

0

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Professional

Execution

Debt instruments, Money markets instruments

01/01/2017

31/12/2017

Y

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

NCL Investments Limited | D2F0VEF263 OY4T3YK397

43.87

30

0

0

0

GUY BUTLER LIMITED | 213800AG2H 8MB5FGJ538

35.51

40

0

0

0

FINANCE AND GENERAL INVESTMENTS LIMITED | 2138006Y87 KIEIXQIC35

18.51

10

0

0

0

WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX 3PIG2R0745

1.26

10

0

0

0

Peel Hunt LLP | 5493007DWN 0R4YBM4C84

0.85

10

0

0

0