Debt instruments, Bonds
Execution
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Execution | Debt instruments, Bonds | 01/01/2018 | 31/12/2018 | N |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
FINANCIAL AND GENERAL LIMITED | 213800JU4R | 29.36 | 10.92 | 0.69 | 7.64 | 0 |
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX | 19.81 | 27.16 | 3.63 | 49.16 | 0 |
Peel Hunt LLP | 5493007DWN0R | 19.77 | 38.81 | 8.21 | 50.24 | 0 |
NCL INVESTMENTS LIMITED | D2F0VEF26 | 12.96 | 2.12 | 0 | 7.14 | 0 |
CANACCORD GENUITY LIMITED | ZBU7VFV5NI | 5.75 | 10.51 | 3.25 | 68.59 | 0 |
Placement/transmission
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Placement/transmission | Debt instruments, Bonds | 01/01/2018 | 31/12/2018 | Y |
Top five investment firms ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
UBS Switzerland AG | 549300WOIFU | 100 | 100 | 0 | 100 | 0 |
Debt instruments, Money markets instruments
Execution
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Retail | Execution | Debt instruments, Money markets instruments | 01/01/2018 | 31/12/2018 | Y |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
FINANCIAL AND GENERAL LIMITED | 213800JU4R8C | 45.67 | 11.97 | 0 | 0 | 0 |
Peel Hunt LLP | 5493007DWN0R | 15.17 | 36.62 | 3.85 | 67.31 | 0 |
KING & SHAXSON LIMITED | 213800ARTVZ | 14.27 | 4.93 | 0 | 0 | 0 |
WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX3 | 9.01 | 24.65 | 0 | 37.14 | 0 |
NCL INVESTMENTS LIMITED | D2F0VEF263O | 7.17 | 1.41 | 0 | 50 | 0 |
Client type | Interaction | Class of Instrument | Period start | Period end | Notification if <1 average trade per business day in the previous year |
|---|---|---|---|---|---|
Professional | Execution | Debt instruments, Money markets instruments | 01/01/2018 | 31/12/2018 | Y |
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
FINANCIAL AND GENERAL LIMITED | 213800JU4R8C | 41.02 | 42.1 | 0 | 0 | 0 |
KING & SHAXSON LIMITED | 213800ARTVZ | 34.67 | 26.32 | 0 | 0 | 0 |
Peel Hunt LLP | 5493007DWN0R4 | 9.5 | 10.53 | 0 | 50 | 0 |
NCL INVESTMENTS LIMITED | D2F0VEF263 | 8.46 | 10.53 | 0 | 0 | 0 |
GUY BUTLER LIMITED | 213800AG2H8 | 6.03 | 5.26 | 0 | 0 | 0 |
