Debt instruments, Bonds

Execution

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Execution

Debt instruments, Bonds

01/01/2018

31/12/2018

N

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

FINANCIAL AND GENERAL LIMITED | 213800JU4R
8CIUQVUH22

29.36

10.92

0.69

7.64

0

WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX
3PIG2R0745

19.81

27.16

3.63

49.16

0

Peel Hunt LLP | 5493007DWN0R
4YBM4C84

19.77

38.81

8.21

50.24

0

NCL INVESTMENTS LIMITED | D2F0VEF26
3OY4T3YK397

12.96

2.12

0

7.14

0

CANACCORD GENUITY LIMITED | ZBU7VFV5NI
MN4ILRFC23

5.75

10.51

3.25

68.59

0

Placement/transmission

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Placement/transmission

Debt instruments, Bonds

01/01/2018

31/12/2018

Y

Top five investment firms ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

UBS Switzerland AG | 549300WOIFU
SNYH0FL22

100

100

0

100

0

Debt instruments, Money markets instruments

Execution

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Retail

Execution

Debt instruments, Money markets instruments

01/01/2018

31/12/2018

Y

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

FINANCIAL AND GENERAL LIMITED | 213800JU4R8C
IUQVUH22

45.67

11.97

0

0

0

Peel Hunt LLP | 5493007DWN0R
4YBM4C84

15.17

36.62

3.85

67.31

0

KING & SHAXSON LIMITED | 213800ARTVZ
QSADRZ559

14.27

4.93

0

0

0

WINTERFLOOD SECURITIES LIMITED | 8BRUP6V1DX3
PIG2R0745

9.01

24.65

0

37.14

0

NCL INVESTMENTS LIMITED | D2F0VEF263O
Y4T3YK397

7.17

1.41

0

50

0

Client type

Interaction

Class of Instrument

Period start

Period end

Notification if <1 average trade per business day in the previous year

Professional

Execution

Debt instruments, Money markets instruments

01/01/2018

31/12/2018

Y

Top five execution venues ranked in terms of trading volumes (descending order)

Proportion of volume traded as a percentage of total in that class

Proportion of orders executed as percentage of total in that class

Percentage of passive orders

Percentage of aggressive orders

Percentage of directed orders

FINANCIAL AND GENERAL LIMITED | 213800JU4R8C
IUQVUH22

41.02

42.1

0

0

0

KING & SHAXSON LIMITED | 213800ARTVZ
QSADRZ559

34.67

26.32

0

0

0

Peel Hunt LLP | 5493007DWN0R4
YBM4C84

9.5

10.53

0

50

0

NCL INVESTMENTS LIMITED | D2F0VEF263
OY4T3YK397

8.46

10.53

0

0

0

GUY BUTLER LIMITED | 213800AG2H8
MB5FGJ538

6.03

5.26

0

0

0