Killik & Co's Advised Portfolio, Stockbroking and Advised Dealing fees

Advised Portfolio Service

Correct as of July 2019

Advised Portfolio Services fees

Fees

Advised Portfolio fee (excl. VAT)

0.5% of portfolios over £20,000 (maximum £250)

Dealing commission

Rate1

Minimum

UK securities
First £15,000 consideration
Balance


1.65%
0.5%


£50

Overseas securities
First £25,000 consideration
Balance


2%
0.5%


£50

UK Gilts and Other Fixed Interest (unless ISAs or SIPPs)
First £15,000 consideration
Next £35,000
Balance



1%
0.5%
0.125%



£50

Global custody charges2

Rate

First £100,000
First £100,000

0.0625% of the value of the securities in the portfolio per quarter
0.025% of the value of the securities in the portfolio per quarter
(minimum of £6.25 per security per quarter, maximum £375 per quarter)

Paper statement and contract note charge

If you elect to receive contract notes and statements by post, an additional £25 per quarter will be added to your global custody charge.

1 All trades are subject to a £10 compliance charge
2 An account charge of £5 per quarter will be included within the Global Custody Charge
• Global Custody fees will automatically be taken from your Killik & Co account in March, June, September and December
• They will be based on the value of your portfolio at the end of the prior February, May, August and November
• Global Custody Charges only apply to Junior ISAs, Child Trust Funds, Lifetime ISAs and Junior SIPPs once their value exceeds £20,000
• Fees for trades with exceptional features or complexity will be subject to further agreement
• The sale of an existing holding and its simultaneous repurchase within a different account incurs normal commission on the sale but the repurchase will be charged at
the minimum commission levels stated above
• For investments settling in a currency other than GBP we apply a Foreign Currency Exchange (FX) charge: 0.5% for trades under £30,000 and 0.35% for those £30,000
and above
• Corporate Actions including Rights Issues incur standard commission, where no consideration passes a flat rate of £50 may apply
• Fixed Income trades in ISAs and SIPPs will be charged at UK Securities rates
• A Local Agent Charge/Euroclear/Clearstream of £10 will be applied to trades in overseas securities
• Please see www.killik.com/ourcharges for any incidental charges that may apply to your account.

Killik & Co is authorised and regulated by the Financial Conduct Authority.

Stockbroking and Advised Dealing

Correct as of July 2019

STOCKBROKING AND ADVISED DEALING FEES

Dealing commission

Rate1

Minimum

UK securities


1.65%
0.5%


£50

Overseas securities
First £25,000 consideration
Balance


2%
0.5%


£50

UK Gilts and Other Fixed Interest (unless ISAs or SIPPs)
First £15,000 consideration
Next £35,000
Balance



1%
0.5%
0.125%



£50

Global custody charges2

Rate

First £100,000
Balance

0.0625% of the value of the securities in the portfolio per quarter
0.025% of the value of the securities in the portfolio per quarter
(minimum of £6.25 per security per quarter, maximum £375 per quarter)

Examples of Advised Dealing and Stockbroking trade charges

Investment of £1,500 in a UK fund

£1,500 at 1.65%

£50 (min charge)

Compliance charge

£10

Total

£60

Investment of £5,000 in a UK fund

£5,000 at 1.65%

£82.50

Compliance charge

£10

Total

£92.50

Investment of £30,000 in a UK fund

£15,000 at 1.65%
Next £15,000 at 0.5%

£247.50
£75.00

Compliance charge

£10

Total

£332.50

Paper statement and contract note charge

If you elect to receive contract notes and statements by post, an additional £25 per quarter will be added to your global custody charge.

1 All trades are subject to a £10 compliance charge
2 An account charge of £5 per quarter will be included within the Global Custody Charge
• Global Custody fees will automatically be taken from your Killik & Co account in March, June, September and December
• They will be based on the value of your portfolio at the end of the prior February, May, August and November
• Global Custody Charges only apply to Junior ISAs, Child Trust Funds, Lifetime ISAs and Junior SIPPs once their value exceeds £20,000
• Fees for trades with exceptional features or complexity will be subject to further agreement
• The sale of an existing holding and its simultaneous repurchase within a different account incurs normal commission on the sale but the repurchase will be charged at
the minimum commission levels stated above
• For investments settling in a currency other than GBP we apply a Foreign Currency Exchange (FX) charge: 0.5% for trades under £30,000 and 0.35% for those £30,000
and above
• Corporate Actions including Rights Issues incur standard commission, where no consideration passes a flat rate of £50 may apply
• Fixed Income trades in ISAs and SIPPs will be charged at UK Securities rates.
• A Local Agent Charge/Euroclear/Clearstream of £10 will be applied to trades in overseas securities
• Please see www.killik.com/ourcharges for any incidental charges that may apply to your account.

Killik & Co is authorised and regulated by the Financial Conduct Authority.